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Transforming Value Chains in Tropical Forests: Sustainability and Equity in Cocoa, Gold, and Handicrafts Cover

Transforming Value Chains in Tropical Forests: Sustainability and Equity in Cocoa, Gold, and Handicrafts

Open Access
|Feb 2026

Figures & Tables

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Figure 1

Levers and leverage points for pathways to sustainability.

Source: Chan et al. (2020).

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Figure 2

Map of the cocoa and chocolate value chain in the Ucayali region.

Source: Adapted from Ivanova et al. (2020).

Table 1

Leverage points in the cocoa chain. Source: Workshop Ucayali, October 2024.

CATEGORYLEVERAGE POINTEXPLANATION
Visions of a Good LifeRegional policy on good living as a component in investment projectsThis leverage point aims to reshape societal values by integrating the concept of “good living” into regional policies, promoting sustainable and equitable ideals. It addresses the challenge of a lack of understanding of good living.
Total Consumption and WasteDiversification of products for markets (International, national, regional), economic incentivesEncourages systemic changes in production patterns to reduce waste and promote sustainability, addressing limited market access by aligning with sustainable practices.
Reforestation programAims to restore ecological balance and reduce wasteful land use practices, tackling deforestation challenges by promoting ecological restoration.
Sustainable land usePromote sustainable land use and reduce monoculture impacts, addressing soil degradation and biodiversity loss by integrating diverse agricultural practices (e.g. through Agroforestry Systems and Agrosilvopastoral Systems).
Ecological productionReduces pollution and waste from agrochemical use, promoting sustainable practices and responding to pollution challenges.
Latent Values of Responsibility InequalitiesPreventive campaigns (Awareness and anti-corruption)Encourage responsible behaviour and foster a culture of stewardship and accountability, addressing inadequate state control and oversight by promoting transparency and ethical practices.
Environmental educationInstils values of responsibility and promotes long-term behavioural change, targeting droughts and environmental degradation by educating communities on sustainable practices.
InequalitiesAppropriate financing from the National Government and regional GovernmentAddresses financial inequalities by providing access to necessary resources, tackling limited access to financing and ensuring equitable economic participation.
Facilitate business formalisationSupports entrepreneurs and equitable economic participation, addressing the cumbersome process of business formalisation (e.g. through roadmaps for entrepreneurs).
Training professionalsEnhances capacities and skills, promoting inclusivity and fairness, responding to the lack of development in human resources.
Justice and Inclusion in ConservationRegulations for forest fires and illegal huntingEnsure conservation efforts are just and culturally appropriate, addressing deforestation and illegal activities by promoting fair conservation practices.
Alternative crops and regulations for illegal huntingPromote inclusive conservation practices, targeting illicit crop cultivation and hunting by providing sustainable alternatives and enforcing regulations.
Externalities from Trade and Other TelecouplingsImplement geolocation traceability systems, blockchain systems, market requirements (such as the EU Deforestation Regulation)Addresses externalities by ensuring traceability and responsible trade practices, tackling the lack of traceability in production and ensuring sustainable and ethical global trade practices.
Responsible Technology, Innovation, and InvestmentResearch packages, technologies, validation of the package, certification (IIAP, INIA, CITES)Supports sustainable technological advancements and investments, addressing the limited availability of native seeds and biodiversity by promoting research and innovation.
Transformation of wastewater dischargePromotes innovative solutions to reduce environmental impact, tackling the challenge of wastewater discharge and ensuring environmentally friendly industrial processes.
Education and Knowledge Generation and SharingState intervention and investment in research, communication, and community socialisationFosters knowledge generation and sharing to support sustainable development, addressing the lack of education about biodiversity resources and promoting informed and sustainable consumption habits.
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Figure 3

Map of the value chain of gold mined in Ghana.

Source: Authors’ own elaboration.

Table 2

Leverage points in the ASM gold chain. Source: Workshop Kumasi, November 2023.

CATEGORYLEVERAGE POINTEXPLANATION
Visions of a Good LifeCreation of job opportunities (esp. for the youth)This leverage point reshapes societal values by promoting economic empowerment and reducing dependency on unsustainable practices. It addresses challenges like poverty and labour shortages by providing stable employment and enhancing well-being.
Community education on the need to conserve forestsBy fostering community understanding of forest conservation, this leverage point helps redefine societal aspirations towards ecological balance and sustainability, addressing challenges such as habitat destruction and wildlife preservation.
Total Consumption and WasteMechanise agriculture, intensification/precision agricultureThese practices aim to reduce waste and improve efficiency in agricultural production, addressing challenges like food insecurity and crop failure by aligning with circular economy principles.
Enforcement of waste and management lawsThis leverage point targets the reduction of waste through better management practices, addressing issues like pollution and land degradation, thereby decreasing ecological footprints.
Latent Values of ResponsibilityTraining miners on best practices that are environmentally friendlyEncourages the adoption of responsible mining practices, fostering a culture of environmental stewardship and addressing challenges like land degradation and water pollution.
Awareness raising in schoolsPromotes values of responsibility by educating young people on sustainable practices and the importance of environmental conservation, tackling social challenges related to mining such as drug abuse and vulnerability to disease outbreaks.
InequalitiesAlternative livelihoodsProvides diverse economic opportunities, addressing inequalities by reducing overdependence on natural resources and promoting inclusive economic participation, tackling challenges like poverty and labour shortages.
Build capacity in institutions for transparency and accountabilityEnhances institutional capacities to address corruption and promote fairness, tackling social inequalities and ensuring that all members of society can engage in sustainable practices.
Justice and Inclusion in ConservationEnforcement of buffer zone policiesEnsures conservation efforts are just and protect critical habitats, involving local communities in sustainable land management and addressing challenges like habitat destruction and illegal mining.
Prosecution of illegal operatorsPromotes justice by holding violators accountable and protecting community resources, addressing challenges like illegal mining and deforestation.
Externalities from Trade and Other TelecouplingsPromote aquacultureAddresses the externalities of water pollution and overfishing by providing sustainable alternatives that reduce pressure on wild fish stocks, tackling challenges like degraded fisheries and food insecurity.
Ban mining near rivers and streamsMitigates negative environmental impacts, ensuring that local actions do not adversely affect distant ecosystems, addressing challenges like water pollution and land degradation.
Responsible Technology, Innovation, and InvestmentIncrease climate finance for adaptation strategiesSupports investment in technologies and practices that enhance resilience to climate change, addressing challenges like lack of climate finance and promoting sustainability.
Provision of fire management, equipment for range officersInvests in technologies and resources to manage and prevent wildfires, ensuring ecological integrity and addressing challenges like wildfires and habitat destruction.
Education and Knowledge Generation and SharingAgricultural extension trainingProvides farmers with knowledge and skills to adopt sustainable practices, ensuring informed decision-making and addressing challenges like lack of land resources for agriculture.
Build law enforcement capacitiesEnhances knowledge and skills within law enforcement to effectively manage and protect environmental resources, addressing challenges like inadequate state control and enforcement.
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Figure 4

Map of the value chain of forest-based cultural products produced by Indigenous communities in Brazil.

Source: Adapted from TUCUM 2019, cited in Forest Trends, 2021.

Table 3

Table 3 Leverage points in the handicrafts value chain.

CATEGORYLEVERAGE POINTEXPLANATION
Visions of a Good LifeRecognition of women as artisans, traders, and businesswomenReshapes societal values by promoting gender equality and recognising women’s economic contributions, challenging traditional roles.
Internal cultural strengtheningAligns with redefining societal aspirations by valuing and preserving Indigenous culture, promoting pride in cultural heritage.
Raising awareness about the work of women artisansShifts societal views towards appreciation and support of diverse roles, fostering a more inclusive vision of community success.
Total Consumption and WastePlanting of native species, seed collection program, and community nurseriesReduces ecological footprints by promoting biodiversity and sustainable land use, aligning with circular economy practices.
Native plant rescueMinimises ecological disturbance and supports sustainability by preserving native species, crucial for maintaining ecological balance.
ReforestationHelps restore ecological integrity and counteracts wasteful land-use practices, contributing to a sustainable environment.
Latent Values of ResponsibilityAwareness (general)Fosters a culture of stewardship and accountability, motivating individuals and communities to act responsibly.
Payment for Environmental ServicesTaps into values of responsibility by financially incentivising conservation efforts, encouraging responsible environmental management.
Educational work in schoolsInstils values of environmental and social responsibility in education, promoting long-term behavioural change and a culture of sustainability.
InequalitiesEmpowerment of Indigenous womenAddresses gender inequalities by empowering women with skills and opportunities, promoting inclusivity and fairness, e.g. through training women indigenous entrepreneurs.
Ensure a representative number of women in the statutes of organisationsTackles systemic inequalities by ensuring women’s voices are heard and represented in decision-making processes.
Empowerment of women to occupy spaces in generalEncourages women to take up leadership roles, addressing social inequalities and supporting a more equitable distribution of power.
Justice and Inclusion in ConservationInvolvement of women in discussions about women’s workEnsures conservation and development efforts are inclusive and equitable by involving all genders in discussions.
Mobilisation and state positioning to guarantee Free Priori and Informed Consent (FPIC)Ensures Free, Prior, and Informed Consent, empowering Indigenous Peoples and Local Communities, making conservation efforts more just and culturally appropriate.
Externalities from Trade and Other TelecouplingsPartnership with shipping companiesAddresses externalities of trade by improving logistics and reducing negative impacts, ensuring fair trade practices.
Arrangements with customers about order shipping timesMinimises environmental impacts and promotes responsible consumption and trade practices by managing logistics effectively.
Responsible Technology, Innovation, and InvestmentPrograms, projects, and policies that facilitate resources to invest in productionSupports ecological integrity and economic development by investing in sustainable production technologies.
Access to credit and craft-specific projectsEncourages innovation and responsible investment by providing financial resources for sustainable projects, aligning with sustainability goals.
Education and Knowledge Generation and SharingPromote meetings/workshops to strengthen women’s groupsFosters knowledge sharing and capacity building, essential for empowering communities to engage in sustainable practices.
Better understanding of the craft trade and actors involvedEnhances artisans’ ability to engage effectively in markets by educating them about trade dynamics, promoting sustainable economic practices.

[i] Source: Workshop Rondônia, October 2024.

DOI: https://doi.org/10.5334/ijc.1574 | Journal eISSN: 1875-0281
Language: English
Submitted on: Apr 23, 2025
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Accepted on: Jan 12, 2026
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Published on: Feb 9, 2026
Published by: Ubiquity Press
In partnership with: Paradigm Publishing Services
Publication frequency: 1 issue per year

© 2026 Stahl Johannes, Armani Mohammed, Francesconi Wendy, Ivanova Yovita, Tornow Maren, published by Ubiquity Press
This work is licensed under the Creative Commons Attribution 4.0 License.