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The use of functional appliances for class II malocclusions: a nation-wide cross-sectional survey of orthodontists in Australia Cover

The use of functional appliances for class II malocclusions: a nation-wide cross-sectional survey of orthodontists in Australia

Open Access
|Nov 2024

Figures & Tables

Figure 1.

Impact orthodontic training institute has on preferred choice of Class II treatment when employing functional appliances.
Impact orthodontic training institute has on preferred choice of Class II treatment when employing functional appliances.

Figure 2.

Orthodontic retention period length based on primary place of practice.
Orthodontic retention period length based on primary place of practice.

Commonly prescribed functional appliances for correction of a Class II malocclusion

PercentageCount (n)
Twin Block32.2%92
Bionator2.8%8
Activator0.7%2
Headgear alone4.2%12
Headgear with a concurrent functional appliance3.15%9
Clear aligners with mandibular advancement features5.9%17
Herbst18.9%54
Forsus26.2%75
Mara0.7%2
Twin Force0.4%1
Other3.9%11
I do not use functional appliances1.1%3

Preferred choice of Class II treatment when employing functional appliances

PercentageCount (n)
Two phase: Removable functional appliance followed by fixed appliance therapy47.5%66
Two phase: Fixed functional appliance followed by fixed appliance therapy17.3%24
One phase: Fixed appliance with a Class II corrector35.6%49

Demographics of the survey respondents

Percentage (%)Count (n)
What is your age?
  20-29 years old  1.4%  2
  30-39 years old  30.4%  45
  40-49 years old  23.7%  35
  50-59 years old  21.6%  32
  60 years and older  23.0%  34
In which country did you obtain your orthodontic speciality qualification?
  Australia  77.7%  115
  Other  23.3%  33
From which institution did you obtain your orthodontic speciality qualification?
  University of Adelaide  15.5%  23
  University of Melbourne  21.6%  32
  University of Queensland  18.2%  27
  University of Sydney  9.5%  14
  University of Western Australia  12.8%  19
  Other  22.3%  33
How many years have you practiced as a specialist orthodontist?
  0-9 years  35.8%  53
  10-19 years  21.6%  32
  20-29 years  22.3%  33
  30-39 years  14.2%  21
  More than 40 years  6.1%  9
In which state or territory do you primarily practice?
  Australian Capital Territory  2.0%  3
  New South Wales  14.2%  21
  Northern Territory  0.0%  0
  Queensland  27.0%  40
  South Australia  12.8%  19
  Tasmania  2.0%  3
  Victoria  28.4%  42
  Western Australia  13.5%  20
At which orthodontic service do you spend most of your clinical time?
  Private clinic  89.2%  132
  Government clinic  3.4%  5
  Tertiary/university dental facility  7.4%  11

Impact of specialist training institution on prescribed functional appliances

Q: In your clinical practice, which functional appliances do you commonly prescribe for correction of a Class II malocclusion ? (if applicable, select multiple answers)
TotalTwin BlockBionatorActivatorHeadgear aloneHeadgear with a concurrent functional applianceClear aligners with mandibular advancement featuresHerbstForsusMaraTwin ForceOther (please specify)1 do not use functional appliances
Q: From which institution did you obtain your orthodontic speciality qualification?Total Count (All)286.092.08.02.012.09.017.054.075.02.01.011.03.0
University of Adelaide37.019.00.00.01.00.02.08.05.00.01.01.00.0
12.9%20.7%0.0%0.0%8.3%0.0%11.8%14.8%6.7%0.0%100.0%9.1%0.0%
University of Melbourne69.08.02.00.09.04.05.018.020.00.00.03.00.0
24.1 %8.7%25.0%0.0%75.0%44.4%29.4%33.3%26.7%0.0%0.0%27.3%0.0%
University of Queensland51.022.01.00.00.01.01.06.014.01.00.03.02.0
17.8%23.9%12.5%0.0%0.0%11.1%5.9%11.1%18.7%50.0%0.0%27.3%66.7%
University of Sydney24.013.00.00.00.00.02.04.04.01.00.00.00.0
8.4%14.1 %0.0%0.0%0.0%0.0%11.8%7.4%5.3%50.0%0.0%0.0%0.0%
University of Western Australia44.08.03.01.02.01.02.08.016.00.00.02.01.0
15.4%8.7%37.5%50.0%16.7%11.1%11.8%14.8%21.3%0.0%0.0%18.2%33.3%
Other61.022.02.01.00.03.05.010.016.00.00.02.00.0
21.3%23.9%25.0%50.0%0.0%33.3%29.4%18.5%21.3%0.0%0.0%18.2%0.0%

Impact of primary practice location on prescribed functional appliances

Q: In your clinical practice, which functional appliances do you commonly prescribe for correction of a Class II malocclusion ? (if applicable, select multiple answers)
TotalTwin BlockBionatorActivatorHeadgear aloneHeadgear with a concurrent functional applianceClear aligners with mandibular advancement featuresHerbstForsusMaraTwin ForceOther (please specify)1 do not use functional appliances
Q: In which state or territory do you primarily practice?Total Count (All)286.092.08.02.012.09.017.054.075.02.01.011.03.0
Australian Capital Territory5.03.00.00.01.00.00.00.01.00.00.00.00.0
1.7%3.3%0.0%0.0%8.3%0.0%0.0%0.0%1.3%0.0%0.0%0.0%0.0%
New South Wales41.018.01.00.01.01.02.06.09.01.01.01.00.0
14.3%19.6%12.5%0.0%8.3%11.1%11.8%11.1%12.0%50.0%100.0%9.1%0.0%
Northern Territory0.00.00.00.00.00.00.00.00.00.00.00.00.0
0.0%0.0%0.0%0.0%0.0%0.0%0.0%0.0%0.0%0.0%0.0%0.0%0.0%
Queensland69.028.01.00.00.01.03.011.017.01.00.05.02.0
24.1%30.4%12.5%0.0%0.0%11.1%17.6%20.4%22.7%50.0%0.0%45.5%66.7%
South Australia27.017.00.00.00.00.02.05.02.00.00.01.00.0
9.4%18.5%0.0%0.0%0.0%0.0%11.8%9.3%2.7%0.0%0.0%9.1%0.0%
Tasmania8.02.00.00.00.00.02.01.02.00.00.01.00.0
2.8%2.2%0.0%0.0%0.0%0.0%11.8%1.9%2.7%0.0%0.0%9.1%0.0%
Victoria90.015.02.01.08.06.06.024.026.00.00.02.00.0
31.5%16.3%25.0%50.0%66.7%66.7%35.3%44.4%34.7%0.0%0.0%18.2%0.0%
Western Australia46.09.04.01.02.01.02.07.018.00.00.01.01.0
16.1%9.8%50.0%50.0%16.7%11.1%11.8%13.0%24.0%0.0%0.0%9.1%33.3%

Survey questionnaire

Question Set
Demographics
  • What is your age?

    • 20-29 years old

    • 30-39 years old

    • 40-49 years old

    • 50-59 years old

    • 60 years and older

  • In which country did you obtain your orthodontic speciality qualification ?

    • Australia

    • Other: (please specify_____________________________)

  • From which institution did you obtain your orthodontic speciality qualification?

    • University of Adelaide

    • University of Melbourne

    • University of Queensland

    • University of Sydney

    • University of Western Australia

    • Other: (please specify____________________________)

  • How many years have you practiced as a specialist orthodontist?

    • 0-9 years

    • 10-19 years

    • 20-29 yearsd. 30-39 yearse. More than 40 years

  • I n which state or territory do you primarily practice?

    • Australian Capital Territory

    • New South Wales

    • Northern Territory

    • Queensland

    • South Australia

    • Tasmaniag. Victoriah. Western Australia

  • At which orthodontic service do you spend most of your clinical time?

    • Private clinic

    • Government clinic

    • Tertiary/university dental facility

Appliance Preference and Treatment Timing
  • In your clinical practice, which functional appliances do you commonly prescribe for correction of a Class II malocclusion ? (If applicable, select multiple answers)

    • Twin Block

    • Bionator

    • Activator

    • Headgear alone

    • Headgear with a concurrent functional appliance

    • Clear aligners with mandibular advancement features

    • Herbst

    • Forsus

    • Mara

    • Twin Force

    • Other: (Please specify______________________________)

    • I do not use functional appliances

    If I do not use functional appliances WAS selected, please complete the question 2 ONLY of this question set then END the survey.

  • Click and drag to rank the importance of the following factors in your choice to NOT prescribe functional appliance therapy to treat a Class II malocclusion. (Top response (1)– most important; bottom response (5) – least important)

    • Cost of fabrication/purchase

    • Patient compliance

    • Breakages and laboratory support

    • Effectiveness

    • Efficiency/treatment time

    If I do not use functional appliances was NOT selected, please completed questions 3-5 of this question set.

  • Click and drag to rank the importance of the following factors in your choice of functional appliance (top response (1) – most important; last response (6) – least important)

    • Cost of fabrication/purchase

    • Patient compliance

    • Breakages and laboratory support

    • Efficiency/treatment length

    • Patient comfort

    • Clinical time required for instalment, adjustment and removal.

  • What is your PREFERRED choice of Class II treatment when employing functional appliances ?

    • Two phase: Removable functional appliance followed by fixed appliance therapy

    • Two phase: Fixed functional appliance followed by fixed appliance therapy

    • One phase: Fixed appliance with a Class II corrector

  • Are Class II cases referred to you at the appropriate age for functional appliance treatment?

    • Often

    • SometimesSeldom

Provision of First Phase Functional Appliance Treatment
  • Do you offer First Phase treatment (early functional appliance treatment) in the mixed dentition for treatment of a Class II malocclusion?

    • Yes

    • No

    If yes, please answer Q2 and Q3 ONLY of this question set

  • Estimate how many First Phase functional appliances you have prescribed in the last 12 months to treat Class II malocclusions in the mixed dentition?

    • 0 – 6

    • 6 – 12

    • 12 – 24

    • More than 24

  • How do you complete your First Phase functional appliance treatment in the mixed dentition when treating a Class II malocclusion?

    • ONLY with fixed functional appliance therapy

    • ONLY with removable functional appliance therapy

    • MAJORITY with fixed functional appliance therapy

    • MAJORITY with removable functional appliance therapy

    If only with fixed functional appliance therapy, please end the survey

    If no, please answer Q4 ONLY of this question set

  • Click and drag to rank the importance of the following factors in your choice to NOT prescribe First Phase functional appliance therapy in the mixed dentition for treatment of a Class II malocclusion. (Top response (1)– most important; bottom response (5) – least important)

    • Cost of fabrication/purchase

    • Patient compliance

    • Breakages and laboratory support

    • Effectiveness

    • Efficiency/treatment time

Treatment Protocols for Removable Functional Appliance Therapy
  • What age range do you typically begin removable functional appliance treatment ?

    • 5 years and younger (primary dentition)

    • 6-9 years old (early mixed dentition)

    • 10-12 years old (late mixed dentition)

    • 13 years and older (permanent dentition)

  • What is your typical removable functional appliance wear regime?

    • Full time including mealtimes

    • Full time NOT including mealtimes

    • Part time

  • How long is your active removable functional appliance phase?

    • 0-3 months

    • 4-6 months

    • 6-9 months

    • 9-12 months

    • Greater than 12 months

  • Do you encourage use of a chart or diary to measure patient compliance with removable functional appliance therapy?

    • Yes, routinely

    • Yes, occasionally

    • No

  • Following removable functional appliance therapy, do you have a period of retention when the appliance is worn less often?

    • Yes

    • No

    If no, please end the survey

  • What is your routine length of post functional appliance retention?

    • 0-3 months

    • 4-6 months

    • 7-9 months

    • 10-12 months

    • Greater than 12 months

  • Do you carry out any adjustment to the removable functional appliances during the retention period?

    • Yes

    • No

Treatment protocols for removable functional appliance therapy

PercentageCount (n)
What age range do you typically begin removable functional appliance therapy?
  5 years and younger (primary dentition)  0.0%  0
  6-9 years old (early mixed dentition)  11.4%  14
  10-12 years old (late mixed dentition)  81.3%  100
  13 years and older (permanent dentition)  7.3%  9
What is your typical removable functional appliance wear regime?
  Full time including mealtimes  24.4%  30
  Full time not including mealtimes  64.2%  79
  Part time  11.4%  14
How long is your active removable functional appliance phase?
  0-3 months  0.0%  0
  4-6 months  6.5%  8
  6-9 months  25.2%  31
  9-12 months  63.4%  78
  Greater than 12 months  4.9%  6
Do you encourage use of a chart or diary to measure patient compliance with removable functional appliance therapy?
  Yes, routinely  13.8%  17
  Yes, occasionally  13.8%  17
  No  72.4%  89
Following removable functional appliance therapy, do you have a period of retention when the appliance is worn less?
  Yes  75.6%  93
  No  24.4%  30
What is your routine length of post functional appliance retention?
  0-3 months  23.4%  22
  4-6 months  34.4%  32
  7-9 months  11.8%  11
  10-12 months  16.1%  15
  Greater than 12 months  14.0%  13
Do you carry out any adjustment to the removable functional appliances during the retention period?
  Yes  63.4%  59
  No  36.56%  93
DOI: https://doi.org/10.2478/aoj-2024-0025 | Journal eISSN: 2207-7480 | Journal ISSN: 2207-7472
Language: English
Page range: 96 - 110
Submitted on: May 1, 2024
Accepted on: Sep 1, 2024
Published on: Nov 22, 2024
Published by: Australian Society of Orthodontists Inc.
In partnership with: Paradigm Publishing Services
Publication frequency: 1 times per year

© 2024 Thomas Hastie, Mithran Goonewardene, Richard Lee, Steven Naoum, Mike Razza, published by Australian Society of Orthodontists Inc.
This work is licensed under the Creative Commons Attribution 4.0 License.