A fundamental problem in Ring Theory is to determine or describe ideal extensions of a given ring A by another ring B. More precisely the problem can be formulated as follows: for given rings A, B describe all rings R such that A ◁ R and R/A ≅ B. An equally important problem concerns a description of all ideal extensions of a given ring. Many authors have considered this problem in various contexts e.g., C.J. Everett in [16] presented an axiomatic description of ideal extensions of a given ring. His research was continued by S. Mac Lane in [21] who used a homological treatment. Another approach to this problem was provided by M. Petrich in [27] and R.M. Raphael and W.D. Burgess in [6].
If R = S + I, where S is a subring of a ring R, I is an ideal of R and S ∩ I = {0}, then a ring R is said to be a semi-direct sum of rings S and I and we write R = S ⊕▷ I. A semi-direct sum is an example of an ideal extension. Moreover, it is a natural generalization of a direct sum of rings and corner rings (cf. [22]). Semi-direct sums of rings are also called general corner rings or general corner extensions (cf. [20]) and generalize the notion of Pierce decomposition. Furthermore, semi-direct sums are examples of Schreier extensions (cf. [28]).
In [11] M. D’Anna, C.A. Finocchiaro and M. Fontana introduced the notion of amalgamated rings in case of commutative unital rings (cf. [11]). Various classical constructions can be presented as particular cases of an amalgamation, for example amalgamated duplication of a ring along an ideal (cf. [10], [13]), Nagata’s idealization also called the trivial ring extension (cf. [24]), D + M constructions or CPI-extensions (cf. [11]). Furthermore, the amalgamation is related to a construction introduced by D.D. Anderson in [2] and motivated by a classical embedding of a ring without unity into a ring with unity (cf. [14]). Moreover, there are some applications of amalgamated algebras in algebraic geometry which follow from the fact that it is possible to iterate the amalgamation of algebras and the result is still an amalgamated algebra (cf. [11]). Additionally, an amalgamation can be realized as a pullback of mappings, and some pullbacks give rise to amalgamated rings (cf. [11]).
There are systematic studies concerning amalgamated rings, but most of them are restricted to commutative rings with unity. For more details, see for example [7], [8], [12], [15], [19], [23], [26].
We show that the class of semi-direct sums of rings and the class of amalgamated rings coincide. This is done in Section 3. This allows us to obtain characterizations of semi-direct sums which are closed under some algebraic constructions. Moreover, we improve some results from [26].
In Section 4, we provide a description of the Jacobson radical of a semidirect sum of rings and amalgamated rings, applying [28, Theorem 3]. We show when the Jacobson radical of a semi-direct sum of rings A and J is a semi-direct sum of the Jacobson radicals of A and J.
The main theorem of Section 5 is a characterization of semi-direct sums of rings which are left Steinitz. This result extends [15, Theorem 2.1] to associative rings. We present a short and elementary proof of that fact using description of the Jacobson radical from Section 4. We also show when a semi-direct sum of rings is local and T-nilpotent.
All rings in this paper are associative but not necceasarily with unity.
We write I ◁ R, if I is an ideal of a ring R. We say that an ideal I of R is essential, if I ∩ J ≠ {0} for every {0} ≠ J ◁ R.
If R = S ⊕▷ I is a direct-sum of S and I, then clearly S ⊕▷ I/I ≅ S. We will consider only the situation when S ≠ {0} ≠ I. Moreover, if S ◁ R, then R = S ⊕ I, where ⊕ denotes a direct sum of rings S and I.
For a given ring R and a non-empty subset X of R we denote by lR(X) = {r ∈ R | aX = {0}} the left annihilator of X. If L is a left ideal of R, then clearly lR(L) ◁ R.
A ring R is called prime, if for every I, J ◁ R, from the equality IJ = {0} follows that either I = {0} or J = {0}.
An ideal I of a ring R is called semiprime, if for every left ideal L of R, whenever L2 ⊆ I, then L ⊆ I.
Let ℛ be a class of rings. Then:
- (a)
ℛ is closed under extensions, if the following implication holds:
I \triangleleft A,I \in {\cal R}\;\;\;{\rm{and}}\;\;\;A/I \in {\cal R} \Longrightarrow A \in {\cal R}. - (b)
ℛ is homomorphically closed, if every homomorphic image of a ring from ℛ is in ℛ.
- (c)
ℛ is closed under subrings, if every subring of a ring belonging to ℛ is in ℛ.
- (d)
ℛ is hereditary, if I ◁ A ∈ ℛ implies that I ∈ ℛ.
A class of rings γ is called a radical class or shortly a radical (cf. [18]), if it is closed under extensions, homomorphically closed and γ(A) := ∑{I ◁ A | I ∈ γ} ∈ γ for every ring A. If A ∈ γ, we say that A is γ-radical, i.e. γ(A) = A.
An element r ∈ R is called quasi-regular, if there exists s ∈ R such that r+s−rs = 0. An ideal I of a ring R is called quasi-regular, if its every element is quasi-regular.
By 𝒥 (R) we denote the Jacobson radical of a ring R. It is well known that 𝒥 (R) is a semiprime ideal and the largest quasi-regular ideal of R. Furthermore, the following equalities hold
Clearly, if R is a 𝒥-radical, then 𝒥 (R) = R.
Recall that R is a local ring, if the quotient ring R/𝒥 (R) is a division ring.
A ring R is left T-nilpotent, if for every sequence (ai)i∈ℕ of elements of R there is an integer n such that a1a2 · . . . · an = 0. An ideal of a ring is called left T-nilpotent, if it is left T-nilpotent as a ring. [17, Theorem 1.1] shows that the class of T-nilpotent rings is closed under subrings, homomorphic images, extensions and direct sums.
A ring R is said to be a left Steinitz ring (cf. [9]), if every linearly independent subset of a finitely generated free left R-module F can be extended to a basis of F by adjoining elements of a given basis of F. Analogously we define a right Steinitz ring. If a ring is both left and right Steinitz, then we call a such ring a Steinitz ring. B.S. Chwe and J. Neggers in [9] proved that a ring is left Steinitz if and only if it is local and its Jacobson radical is left T-nilpotent.
Recall that a unital ring R is called (uniquely) clean, if every element of R can be written (uniquely) as the sum of a unit and an idempotent. The concept of clean rings was introduced by W.K. Nicholson in [24].
Let A,B be associative rings, J be an ideal of B and f : A ⟶ B a ring homomorphism (we do not assume that f preserves identity even in case of unital rings). We consider the following subring of A × B:
Throughout the paper, following [26, Remark 2.2], we assume that
Moreover, by [26, Proposition 2.1] we know that A ≅ {(a, f(a)) | a ∈ A} is a subring of A ⋈f J, J ≅ {0} × J is an ideal of A ⋈f J and (A ⋈f J)/J ≅ A.
We start this section with a observation that follows directly from [26, Remark 2.2]. Namely from the forementioned remark and under the above notation we know that
Let 𝒜 and 𝒮 denote the class of amalgamated rings and the class of rings which are semi-direct sums of rings. Then 𝒜 = 𝒮.
Theorems 3.2 and 3.3 and Corollary 3.4 present characterizations of semidirect sums belonging to classes of rings closed under some constructions.
It is straightforward to see that [26, Theorem 2.4] and (3.1) imply the following result.
Assume ℛ is the class of rings closed under extensions and subrings. Under the above notation the following conditions are equivalent:
- (i)
A ⋈f J ∈ ℛ,
- (ii)
A ∈ ℛ and J ∈ ℛ,
- (iii)
A ⊕▷ J ∈ ℛ.
Theorem 3.3 and Corollary 3.4 are new versions of [26, Theorem 2.5] and [26, Corollary 2.6], respectively.
Assume ℛ is the class of rings closed under extensions, homomorphically closed and hereditary. Under the above notation the following conditions are equivalent:
- (i)
A ⋈f J ∈ ℛ,
- (ii)
A ∈ ℛ and J ∈ ℛ,
- (iii)
A ⊕▷ J ∈ ℛ.
Since A is a homomorphic image of A ⋈f J and J ◁ A ⋈f J, so the implication (i) ⟹ (ii) follows from [26, Lemma 2.3].
Assume (ii) holds. Then (A⊕▷ J)/J ≅ A ∈ ℛ and J ∈ ℛ. By the assumption that ℛ is closed under extensions, we get A ⊕▷ J ∈ ℛ, so we prove (iii). The implication (iii) ⟹ (i) is clear by (3.1).
Corollary 3.4 directly follows from Theorem 3.3.
Let γ be a hereditary radical class. Under the above notation the following conditions are equivalent:
- (i)
A ⋈f J ∈ γ,
- (ii)
A ∈ γ and J ∈ γ,
- (iii)
A ⊕▷ J ∈ γ.
Next result gives necessary and sufficient conditions for a semi-direct sum to be a prime ring and a domain. It follows from well-known properies of prime rings, but we include the proof for completeness. We will use Andrunakievich’s Lemma (see [4]) which says that, if J ◁ K ◁ R, then J̄3 ⊆ J, where J̄ denotes an ideal of R generated by J.
Let R = A ⊕▷ J be a semi-direct sum of A and J.
- (i)
The following conditions are equivalent:
- (1)
R is a prime ring,
- (2)
J is a prime ring, lR(J) = {0},
- (3)
J is a prime ring, J is an essential ideal of R.
- (1)
- (ii)
The following conditions are equivalent:
- (1)
R is a domain,
- (2)
J is a domain, lR(J) = {0}.
- (1)
(i) Let R be a prime ring. Obviously lR(J)J = {0} and lR(J) ◁ R, so lR(J) = {0}.
To show that J is a prime ring let L,M ◁ J be such that LM = {0}. By Andrunakiewich’s Lemma we have L̄3 ⊆ L, M̄3 ⊆ M. Hence L̄3 M̄3 ⊆ LM = {0}. Since R is a prime ring, so either L̄3 = {0} or M̄3 = {0}. However, again by the assumption we get that either L̄ = {0} or M̄ = {0}, which finally means that either L = {0} or M = {0}. So we have proved the implication (i1)⟹(i2).
Assume (i2) is true and {0} ≠ K ◁ R. Hence {0} ≠ KJ ⊆ K ∩ J, so J is an essential ideal of R and we get (i3).
To prove the implication (i3)⟹(i1) let (i3) be true. Moreover, assume L,M◁R and LM = {0}. Clearly L∩J◁J and M∩J◁J. Note that (L∩J)(M∩J) ⊆ LM = {0}. By the assumption of J we have that either L ∩ J = {0} or M∩J = {0}. Since J is an essential ideal of R, so either L = {0} or M = {0}.
(ii) The implication (ii1)⟹(ii2) is obvious. To prove the opposite implication assume that ab = 0 for some a, b ∈ R, J is a domain and lR(J) = {0}. Then clearly J is a prime ring and (bja)2 = {0} for every j ∈ J. So bja = 0 for every j ∈ J which implies bJa = {0}. This equality yields that (JbJ)(JaJ) = {0}. However J is a prime ring, hence either JbJ = {0} or JaJ = {0}. Thus bJ and aJ are ideals of J such that (bJ)(aJ) = {0}. Now the assumption that J is a prime ring gives that either aJ = {0} or bJ = {0}, but lR(J) = {0}, so either a = 0 or b = 0.
In this section we focus on the Jacobson radical of a semi-direct sum of rings.
Since semi-direct sums and amalgamated rings are Schreier extensions, so immediately from [28, Theorem 3] we get the following description of their Jacobson radical.
- (i)
Let A ⊕▷ J be a semi-direct sum of rings A and J. Then
{\cal J}\left( R \right) = \left\{ {a + j\,|\,a \in {\cal J}\left( A \right),\;\left( {a + j} \right)J \subseteq {\cal J}\left( J \right)} \right\}. - (ii)
Let A ⋈f J be an amalgamated ring. Then
{\cal J}\left( {A \;{\bowtie ^f}J} \right) = \left\{ {\left( {a,\;f\left( a \right) + j} \right)\;|\;a \in {\cal J}\left( A \right),\;\left( {f\left( a \right) + j} \right)J \subseteq {\cal J}\left( J \right)} \right\}.
The following fact will play an important role in the rest of the paper.
Let R = A⊕▷ J be a semi-direct sum of rings A and J. Then the following conditions are equivalent:
- (i)
𝒥 (A)J ⊆ 𝒥 (J),
- (ii)
𝒥 (R) = 𝒥 (A) ⊕▷ 𝒥 (J),
- (iii)
J𝒥 (A) ⊆ 𝒥 (J).
Assume (i) and take a + j ∈ 𝒥 (R), k ∈ J. Then by Proposition 4.1(i) we have that a ∈ 𝒥 (A) and (a + j)k = ak + jk ∈ 𝒥 (J). The statement (i) yields that ak ∈ 𝒥 (J), hence jk ∈ 𝒥 (J) and therefore jJ ⊆ 𝒥 (J). This means that j ∈ 𝒥 (J) and 𝒥 (R) ⊆ 𝒥 (A) ⊕▷ 𝒥 (J).
To prove the opposite inclusion let a ∈ 𝒥 (A), j ∈ 𝒥 (J) and k ∈ J. Then (a + j)k = ak + jk. Since ak ∈ 𝒥 (A)J ⊆ 𝒥 (J) and jk ∈ 𝒥 (J)J ⊆ 𝒥 (J), so (a + j)k ∈ 𝒥 (J). Consequently a + j ∈ 𝒥 (R), by Proposition 4.1. In effect 𝒥 (A) ⊕▷ 𝒥 (J) ⊆ 𝒥 (R).
Assume that the condition (ii) holds and a ∈ 𝒥 (A), k ∈ J, j ∈ 𝒥 (J). Then by (ii) we have a + j ∈ 𝒥 (R). Moreover, Proposition 4.1(i) implies that (a + j)k ∈ 𝒥 (J). Since j ∈ 𝒥 (J), so jk ∈ 𝒥 (J). Therefore ak ∈ 𝒥 (J). This yields the inclusion 𝒥 (A)J ⊆ 𝒥 (J).
Let the statement (i) be true. Then
Let R = A⊕▷ J be a semi-direct sum of rings A and J and 𝒥 (A)J ⊆ 𝒥 (J) (or equivalently J𝒥 (A) ⊆ 𝒥 (J)). Then
Since 𝒥 (J) ◁ J ◁ R, so by [3, Theorem 1] we have that 𝒥 (J) ◁ R. Then R/𝒥 (J) ≅ A ⊕▷ (J/𝒥 (J)). Clearly 𝒥 (J/𝒥 (J)) = {0}, thus we can replace J by J/𝒥 (J) and assume that 𝒥 (J) = {0}. In effect it is enough to prove that
The equality 𝒥 (J) = {0} together with the inclusion 𝒥 (A)J ⊆ 𝒥 (J) give 𝒥 (A)J = {0}. By Proposition 4.2 (iii) we obtain that the equality J𝒥 (A) = {0} is also true. Consequently
Proposition 4.2 implies that 𝒥 (R) = 𝒥 (A) ⊕▷ 𝒥 (J) = 𝒥 (A). Therefore
The following result for amalgamated rings can be proven analogously as Proposition 4.2, Proposition 4.2(iii) and Proposition 4.3 for semi-direct sums applying Proposition 4.1(ii).
Let A ⋈f J be an amalgamated ring.
- (i)
The following conditions are equivalent:
- (1)
f(𝒥 (A))J ⊆ 𝒥 (J),
- (2)
𝒥 (A ⋈f J) = 𝒥 (A) ⋈f 𝒥 (J),
- (3)
Jf(𝒥 (A)) ⊆ 𝒥 (J).
- (1)
- (ii)
If f(𝒥 (A))J ⊆ 𝒥 (J) (or equivalently Jf(𝒥 (A)) ⊆ 𝒥 (J)), then
The equality of the statement (ii) of Proposition 4.2 holds for example for nil or nilpotent rings. However it does not hold for all rings R such that R = A⊕▷ J. To show that it is enough to consider a polynomial ring R[x] in one variable x over a ring R which is a local domain with a unique maximal ideal M. Then clearly 𝒥 (R) = M and R[x] = R + I, where I is an ideal of R[x] generated by x. Moreover, R ∩ I = {0} and R is a subring of R[x], so R[x] = R ⊕▷ I.
Amitsur in [1] showed that 𝒥 (R[x]) = N[x], where N is a nil ideal of R. However R is a domain, so R does not contain nonzero nil ideals. In effect N = {0}. Futhermore [18, Corollary 3.2.4] yields that 𝒥 (I) = I ∩𝒥 (R). Thus 𝒥 (I) = {0}. Consequently,
From now on a ring R = A ⊕▷ J will be called a semi-direct regular ring, if it satisfies the equality:
Analogously a ring A ⋈f J will be called an amalgamated regular ring, if it satisfies the equality:
According to (3.2) we immediately obtain the following corollary.
A ring A⊕▷ J is semi-direct regular if and only if A ⋈id J is an amalgamated regular ring.
In this section we extend some results from [8, 15] to associative rings without unity and give corresponding results for semi-direct regular rings. Recall that B = f(A) + J.
Below, we characterize local semi-direct regular rings.
Let R = A⊕▷ J be a semi-direct regular ring. Then the following conditions are equivalent:
- (i)
R is a local ring,
- (ii)
A is a local ring and J is 𝒥-radical.
(i)⟹(ii) Since R is a local ring, then so is A as a homomorphic image of R. Moreover, from Proposition 4.3 follows that
Assume the statement (ii) holds. Then by Proposition 4.3 we have
Next fact generalizes [8, Theorem 2.13] to associative rings satisfying (4.2). It can be proved analogously to Proposition 5.1 using Corollary 4.4.
Let A ⋈f J be an amalgamated regular ring. Then the following conditions are equivalent:
- (i)
A ⋈f J is a local ring,
- (ii)
A is a local ring and J is 𝒥-radical.
Note that the condition (ii) in Corollary 5.2 can be repalced by
Indeed, if J is 𝒥-radical, then 𝒥 (J) = J. However J ◁ B, so [18, Corollary 3.2.4] gives that 𝒥 (J) = J ∩ 𝒥 (B). This means J ⊆ 𝒥 (B).
Conversely, if J ⊆ 𝒥 (B), then 𝒥 (J) = J by the same corollary. Hence we have proved the following fact.
Let A ⋈f J be an amalgamated regular ring. Then the following conditions are equivalent:
- (i)
A ⋈f J is a local ring,
- (ii)
A is a local ring and J ⊆ 𝒥 (B).
[25, Theorem 15] together with Proposition 5.1 give a characterization of semi-direct regular rings which are local and uniquely clean.
Let R = A⊕▷ J be a semi-direct regular ring with unity. Then the following conditions are equivalent:
- (i)
R is a local, uniquely clean ring,
- (ii)
A is a local, uniquely clean ring and J is 𝒥-radical,
- (iii)
R/𝒥 (R) ≅ ℤ2 and J is 𝒥-radical.
Corollaries 5.2, 5.3 and 5.4 together with (3.1) yield the following conclusion which extends [8, Corollary 2.16] to non-commutative rings satisfying (4.2).
Let A ⋈f J be an amalgamated regular ring with unity. Then the following conditions are equivalent:
- (i)
A ⊕▷ J is a local, uniquely clean ring,
- (ii)
A is a local, uniquely clean ring and J is 𝒥-radical,
- (iii)
A is a local, uniquely clean ring and J ⊆ 𝒥 (B),
- (iv)
(A ⊕▷ J)/𝒥 (A ⊕▷ J) ≅ ℤ2 and J is 𝒥-radical,
- (v)
(A ⊕▷ J)/𝒥 (A ⊕▷ J) ≅ ℤ2 and J ⊆ 𝒥 (B).
Proposition 5.6 provides necessary and sufficient conditions for a ring that is a semi-direct sum of rings to be left T-nilpotent. In particular we obtain a characterization of left T-nilpotent amalgamated rings.
Under the previous notation the following conditions are equivalent:
- (i)
A ⊕▷ J is a left T-nilpotent ring,
- (ii)
A and J are left T-nilpotent,
- (iii)
A ⋈f J is a left T-nilpotent ring.
Let the statement (i) be true. Clearly A and J are subrings of A⊕▷ J, therefore [17, Theorem 1.1] yields that A, J are left T-nilpotent, since the class of left T-nilpotent rings is closed under subrings.
Assume that the statement (ii) holds. Obviously (A ⋈f J)/J ≅ A, so by the assumptions we have that (A ⋈f J)/J and J are left T-nilpotent. From [17, Theorem 1.1] follows that the class of left T-nilpotent rings is closed under extensions, so consequently A ⋈f J is left T-nilpotent.
The implication (iii)⟹(i) is clear by (3.1).
It is worth to mention that the implication (ii)⟹(i) in Proposition 5.6 can also be proved using [5, Lemma 2.4] which states that, if R = A+B, where A,B are left T-nilpotent subrings of R and A is a one-sided ideal of R, then R is a left T-nilpotent ring.
Now we are ready to present a characterization of semi-direct regular rings which are left Steinitz.
Let R = A ⊕▷ J be a semi-direct regular ring. Then the following conditions are equivalent:
- (i)
R is a left Steinitz ring,
- (ii)
A is a left Steinitz ring, J is 𝒥-radical and left T-nilpotent.
Assume R is a left Steinitz ring. By [9] this is equivalent to: R is a local ring and 𝒥 (R) is a maximal left ideal which is left T-nilpotent. By the assumption that R is a semi-direct regular ring and by Proposition 5.1 this is equivalent to: A is a local ring, J = 𝒥 (J) and 𝒥 (R) is a left T-nilpotent maximal ideal. Since R is a semi-direct regular ring the equality 𝒥 (R) = 𝒥 (A)⊕𝒥 (J) and Proposition 5.6 show that this is equivalent to: A is a local ring, 𝒥 (A) is a left T-nilpotent maximal ideal of A and J = 𝒥 (J) is left T-nilpotent. Finally this is equivalent to the statement (ii).
Below, we provide a characterization of left Steinitz amalgamated regular rings. The proof of this result is similar to the proof of Theorem 5.8 using Corollaries 5.2, 5.3, and Proposition 5.6. This fact extends the main result in [15] (cf. Theorem 2.1 (2)) to associative rings without unity satisfying (4.2).
Let A ⋈f J be an amalgamated regular ring. Then the following conditions are equivalent:
- (i)
A ⋈f J is a left Steinitz ring.
- (ii)
A is a left Steinitz ring, J is 𝒥-radical and left T-nilpotent.
- (iii)
A is a left Steinitz ring and J is left T-nilpotent ring such that J ⊆ 𝒥 (B).