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Application of Multivariate Statistics (PCA and HCA) on ballpoint pen ink Infrared spectra for dating of forensic relevant documents Cover

Application of Multivariate Statistics (PCA and HCA) on ballpoint pen ink Infrared spectra for dating of forensic relevant documents

Open Access
|Jun 2019

Figures & Tables

Table 1

Blue pens Analyzed.

Pen codeBrand/model
A1Bic ecolutions round stic
A2Bic fine point
A3Bic cristal pocket
A4Faber Castell trilux 032 Medium
A5Faber Castell trilux 035 Fine
A6Faber Castel EC-07
A7Faber Castell Medium
A8Compactor 07 fine
A9Compactor TOP2000
A10Pilot BPS 0.7 AZ
A11Injex Pen new
A11.2Injex Pen used
A12BRW new
A12.1BRW used
A13Pilot Super Grip 1.0
A14Tris Hit Blue
A15Tris Exec 1.0
A16CIS Silver Stick 1.0
A17Pentel Star V 0.7– India
A19Uni Laknok 1.4 (Japan)
A20Office
A21Stabilo Excel 828M
A22Stabilo Tropikana (Germany)
A23Paper Mate Kilometrica 100 1.0
A24New Pen Clic
A25Master Print
A26Bic Cristal
A27Unknown brand
A28Compactor Economic
A29Pilot Super Grip nova 1.6
A30Bic Atlantis 1.6
A31Tilibra super BP 1.0
A32Uni SAS Fine (Japan)
A33Uni Lakubo 1.0 (Japan)
A35Stabilo bille 508 (Germany)
A36Molin CR-45 (France)
Table 2

Black pens analysed.

Pen CodeBrand/model
P1Bic cristal pocket
P2Bic ECOLUTIONS round stic
P3Bic Diamond
P4Bic cristal
P5.1Injex Pen used
P6Faber Castel trilux 032 Medium
P7Faber Castell fine point
P8Pilot BPS 0.7 fine point
P9Stabilo Excel 828 M
P10BRW new
P10.2BRW used
P11.1Molin (France)
P12Uni Laknok 0.7 fine point
P13Ita
P14Cis Neotip 1.0
P15Pentel Star V 0.7 – India
P16Paper Mate Kilometrica 1.0
P17Jocar Office
P18Faber Castel trilux 035 fine
P19Bic Atlantis 1.6
P20Pilot Super Grip 1.6
P21Tilibra Super BP 1.0
P22Staedler Ball 432 M
P23Molin 0.7 trion (France)
P25Uni SAS Fine – Japan
P26Stabilo M Bille 508 (Germany)
P27Cis Speed 1.0
Table 3

Kind of papers analyzed

Paper CodeCharacteristics
Paper 1White office paper 75 g/m2 (Chamex®)
Paper 2Recycled office paper 75 g/m2 (Chamex®)
Paper 6White office paper 75 g/m2 (Premiatto®)
Paper 8Recycled office paper 80 g/m2 (Beller®)
Paper 14White office paper 75 g/m2 (One®)
Figure 1

Illustrative image of paper influence experiment. Above: spectra of Paper 14. Below: PC1 loadings of blue pens.

Figure 2

PC1 versus PC2 and HCA results for blue pens recently applied.

Figure 3

PC1 versus PC2 and HCA results for black pens recently applied. *Preta—means “black pen”

Figure 4

HCA results for black pens (P) (above) and blue pens (A)(below) sampled directly from the cartridge.

Figure 5

PCA results for A32 pen: left: PC1xPC3 with fresh sample; right: PC1xPC2 without fresh sample. Loadings for A32 pen: first figure, PC3 loadings with the fresh sample. Second figure, PC1 loadings without fresh sample.

Table 4

Blue pens Analyzed by age.

PenPCA ResultsPCA Results
codeWith fresh samplesWithout fresh samples
A1PC1 x PC2 Only resolved Fresh samplePC1 x PC2 resolved recent ink in PC1 negative Loadings of solvents in PC1 and PC3 negative
A12PC2 x PC3 resolved fresh ink in PC3 positive Loadings of solvents in PC3 positivePC1 x PC2 resolved earlier from older samples Recent ink in PC1 negative Loadings of solvents in PC1 negative
A17PC2 x PC3 resolved Fresh ink in PC2 negative Loadings of solvents in PC2 positivePC2 x PC3 resolved Recent ink in PC3 negative Loadings of solvents in PC3 negative One year sample differed from older ones
A19PC1xPC2 resolved fresh ink in PC2 negative Loadings of solvents in PC2 negativePC1 x PC2 resolved earlier from older samples Recent ink in PC1 negative Loadings of solvents in PC1 negative
A21PC1 x PC2 resolved Fresh ink in PC1 positive Loadings of solvents in PC1 positivePC1 x PC2 resolved all samples each one in a PC square Loadings of solvents in PC1 negative
A26PC2 x PC3 resolved well fresh ink from older ink Loadings of solvents in PC3 positive and PC2 negativePC1 x PC4 resolved 14 days sample from de others Loadings of solvents in PC1 negative and PC4 positive
A31PC1 x PC2 resolved fresh and 14 days ink in PC2 negative Loadings of solvents in PC2 negativePC1 x PC4 resolved 14 days sample from de others Loadings of solvents in PC1 negative and PC4 positive 1year sample did not differ from older samples
A32PC1 x PC3 resolved fresh ink in PC1 and PC3 positive and PC2 x PC3 resolved Fresh an 14 days ink Loadings in PC3 positive, 1year sample did not differ from older samplesPC1 x PC2 resolved earlier from older samples Recent ink in PC1 negative and PC2 positive 1year sample did not differ from older samples
Figure 6a

HCA results for blue pens after 14 days.

Figure 6b

HCA results for blue pens after 07 months.

Figure 6c

HCA results for blue pens after 2 years.

Figure 7a

PCA results for black pen BRW (P10): over: PC1xPC2; down: PC2xPC3.

Figure 7b

Loadings of PC1 for black pen BRW (P10).

Table 5

Black pens Analyzed by age

PCA ResultsOther relevant PCs
With fresh samples
P1PC1xPC2 resolved fresh ink in PC1 positive Loadings of solvents in PC1 positiveWithout fresh samples: PC1xPC2 resolved recent ink in PC1 and PC2 positive Loadings of solvents in PC1 and PC2 positive
P9PC1xPC2 resolved fresh ink in PC1 positive Loadings of solvents in PC1 positivePC2 x PC3 resolved all samples each one in a PC square. These PCs did not influence in fresh sample
P10PC1xPC2 resolved fresh ink in PC1 positive Loadings of solvents in PC1 positivePC2 x PC3 resolved all samples each one in a PC square. PC3 did not influence in fresh and 7 months sample
P15PC1 x PC2 resolved Fresh ink in PC1 positive Loadings of solvents in PC1 positivePC2 x PC3 resolved all samples each one in a PC square. These PCs did not influence in fresh sample
P16PC1 x PC2 resolved Fresh ink in PC1 positive Loadings of solvents in PC1 positivePC2 x PC3 resolved all samples each one in a PC square. These PCs did not influence in fresh sample
P21PC1 x PC2 resolved Fresh ink in PC1 positive Loadings of solvents in PC1 positive and PC2 negativePC2 x PC3 resolved all samples each one in a PC square. PC3 did not influence in fresh sample Loadings of solvents in PC2 negative
P25PC1 x PC2 resolved Fresh ink in PC1 positive Loadings of solvents in PC1 positive and PC2 negativePC3 did not influence in fresh and 7 months samples Loadings of solvents in PC2 negative
P6PC1xPC2 resolved fresh ink in PC1 positive Loadings of solvents in PC1 positiveNA
Figure 8a

PC1 x PC2 for Bic Crystal (P1): left: with fresh sample; right: removing fresh sample.

Figure 8b

PC1 Loadings for Bic Crystal pen, removing the freshly applied sample.

DOI: https://doi.org/10.69525/jasqde.255 | Journal eISSN: 1524-7287
Language: English
Page range: 19 - 36
Published on: Jun 1, 2019
Published by: American Society of Questioned Document Examiners
In partnership with: Paradigm Publishing Services

© 2019 Carina Maria Bello de Carvalho, Moniquedos Reis, Rafael Scorsatto Ortiz, Marco Flores Ferrão, Renata Pereira Limberger, published by American Society of Questioned Document Examiners
This work is licensed under the Creative Commons Attribution 4.0 License.