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Focused Ultrasound for Essential Tremor: Review of the Evidence and Discussion of Current Hurdles Cover

Focused Ultrasound for Essential Tremor: Review of the Evidence and Discussion of Current Hurdles

Open Access
|May 2017

Figures & Tables

tre-07-462-7522-1-g001.jpg
Figure 1

A Decision Tree for the Treatment of Tremor. In patients with a limb tremor, unilateral procedure (either DBS or ablation) may sometimes be sufficient to reduce the disability. In the case of disabling bilateral limb, head, voice, or trunk tremors, a bilateral procedure is necessary. As bilateral thalamotomies carry a high risk of dysarthria, dysphagia or balance problems, mostly Vim-DBS is applied. Other less studied targets are the Zi, especially in its caudal part (Raprl), Vop and Voa nuclei of the thalamus (modified from ref. 75). BoNT, Botulinum Neurotoxin; DBS, Deep Brain Stimulation; EMG, Electromyogram; GA, General Anesthesia; GKRS, Gamma Knife Radiosurgery; M/C, Midline and/or Contralateral Tremor; MCS, Motor Cortex Stimulation; MRgFUS, MRI-guided Focused Ultrasound (of Vim); QoL, Quality of Life; Raprl, Prelemniscal Radiation; RF, Radiofrequency; rTMS, Repetitive Transcranial Magnetic Stimulation; Vim, Ventrointermedius Nucleus of the Thalamus; Voa, Ventral Oral Anterior of the Thalamus; Vop, Ventral Oral Posterior Nucleus of the Thalamus. *To be considered in patients with a severe bleeding risk (e.g., ongoing anticoagulation). **Medication reduction can contribute to the worsening of midline/contralateral tremor.

Table 1

The Features of the Neurosurgical Procedures Currently Used for Movement Disorders (listed chronologically).31,49,59

Radiofrequency LesioningDeep Brain StimulationGamma Knife Radio SurgeryMR-guided Focused Ultrasound
TechniqueA probe inserted into the brain is used to burn neurons in a selected area to create a focal lesionOne or more electrodes are inserted into the brain and are then connected to a implantable pulse generator providing constant electrical stimulation to modulate neuronal activity in the targeted brain regionIonizing radiations are transmitted through the intact skull to generate a permanent lesion in a specific brain regionUltrasound waves are transmitted through the intact skull to generate a permanent lesion in a specific brain region
TargetingNeuroimaging, neuronal recording, intra-operative stimulation, intraoperative test lesionsNeuroimaging, neuronal recording, intra-operative stimulation, (real-time MRI guidance in selected centers)NeuroimagingNeuroimaging, thermic maps, real-time MRI guidance, intraoperative test lesions
Worldwide experienceOver 50 yearsOver 30 yearsOver 15 years4 years
Ablation (irreversible effects)YesNoYesYes
Use of general anesthesiaNoYesNoNo
Invasive/incisionsYesYesNoNo
Possibility of bilateral procedureNoYesNoNo
Device implantationNoYesNoNo
Benefit onsetImmediateDelayed (when programming is completed, up to 6 months)Delayed (up to 1 year)Immediate

[i] Abbreviation: MRI, Magnetic Resonance Imaging.

tre-07-462-7522-1-g002.jpg
Figure 2

Neuroimaging of Neurosurgical Procedures for Tremor. Brain MRI of a tremor patient 1 day and 6 months after MRgFUS-thalamotomy of the left hemisphere (right). CT scan of another tremor patient who underwent left RF-thalamotomy (arrow) followed by right Vim-DBS (left). DBS, Deep Brain Stimulation; DWI, Diffusion-weighted Imaging; MRgFUS, MRI-guided Focused Ultrasound (of Vim); RF, Radiofrequency; T2w, T2-weighted Imaging; Vim, Ventrointermedius Nucleus of the Thalamus.

Table 2

The Features of the Current Neurosurgical Approaches to Movement Disorders (listed chronologically).31,49,59

Radiofrequency LesioningDeep Brain StimulationGamma Knife Radio SurgeryMR-guided Focused Ultrasound
Possible target(s)VimYesYesYesYes
VopYesYesNoNo
GPiYesYes(Yes)aYes
STN(Yes)aYesNoNo
Zi(Yes)aYesNoNo
Effect onTremorEffectiveEffective (Vim>STN>GPi)Effective but delayedEffective but variable (Vim>GPi)
Bilateral/midline signsNoYesNoNo
Other outcome attributesBenefit onsetImmediateDelayed (when programming is completed, up to 6 months)Delayed (up to 1 year)Immediate
Recurrence of symptoms/toleranceYes (disease progression)Yes (disease progression)Yes (disease progression)Yes (disease progression and healing process)
Log-term dataYesYesYesaUnknown
Quality of the evidencefairgoodpoorfair
RisksBrain bleedingcYesYesNoNo?
InfectionYesYesNoNo
Hardware malfunctionNoYesNoNo
Temporary side effectsdYesYesNoYes
Permanent side effectsdYesNoYesYes
Hyper-response of brain tissueeNoNoYesYes
Radiation-related (delayed effects)NoNoYesNo
Other featuresNeed of being monitored/multiple visitsNoYesNoNo
Need of battery changesNoYesNoNo
Adjustable over timeNoYesNoNo
ReversibleNoYesbNoNo
Possible in patients with MRI contraindicationsYesYesfYesNo
“Ideal” candidate profilePatients not able to be regularly seen (e.g., with psychiatric diseases), fragile subjects (old patients in whom general anesthesia is not possible)Young patients needing long-term adjustments. Only possible option for patients requiring bilateral or midline tremor controlPatients with bleeding risk (e.g., on anticoagulant treatment), high infection risk or not able to be regularly seen (e.g., with psychiatric diseases)Patients with high infection risk or not able to be regularly seen (e.g., with psychiatric diseases)Not possible in patients with high skull thickness, not possible in patients with previous brain surgery

Abbreviations: DBS, Deep Brain Stimulation; GPi, Globus Pallidus Pars Interna; MRI, Magnetic Resonance Imaging; STN, Subthalamic Nucleus; Vim, Ventrointermedius Nucleus of the Thalamus; Vop, Ventro-oralis Posterior Nucleus of the Thalamus; Zi, Zona incerta.

a Limited experience.

b Not in case of intraoperative complications (e.g., stroke).

c Causing no symptoms, stroke-like symptoms, death.

d Paresthesia, sensory loss, weakness, ataxia, visual field defects, speech and swallowing difficulties NOT caused by an intraoperative complication (e.g., stroke).

e Unpredictable brain tissue reaction characterized by edema and non-radial spreading of the lesioning effects.

f But no further MRI after the procedure (selected manufacturers).

Table 3

The Problems, Unknowns, and Possible Future Indications (based on experimental evidence) of FUS.

Problems
Variable effects on symptoms control
Decay of tremor control in the short term
Relatively high number of persistent side effects
Unpredictable hyper-response of brain tissue
Not suitable to target both hemispheres
Not possible in patients with MRI contraindications
Not possible in patients with high skull thickness
Not possible in patients with previous brain surgery
Limited experience
Patients’ misperception of being non-surgical
Unknowns
Long-term effects
Re-operation of the same brain area (e.g., in case of tremor recurrence)
Efficacy of lesioning less centered brain targets (e.g., GPi)
Safety of bilateral procedures
Efficacy of DTI MRI to better target brain nuclei/fibersSafety of STN lesioning (risk of hemiballismus)
Bleeding risk in selected populations (e.g., patients on anticoagulants)
Impact of placebo effect in previous and future RCTs
Possible future applications
Opening the BBB using moderate-intensity pFUS to improve the delivery of therapeutic agents (growth factors and genes)6068
Improving the spread of nanoparticles combined with CED for the delivery of protein and gene therapy to the brain69
Neuromodulation with a high degree of spatial resolution (either activation60,70 or suppression of neuronal activity71) using low-intensity pFUS
“Enhanced sonication” through inertial cavitation by microbubbles compressed and expanded by FUS72
Sonothrombolysis of clotted blood in ICH, thereby facilitating minimally invasive evacuation of the clot via craniostomy and aspiration tube73

[i] Abbreviations: BBB, Blood–Brain Barrier; CED, Convection Enhanced Delivery; DTI, Diffusion Tensor Imaging; FUS, Focused Ultrasound; GPi: Globus Pallidus Pars Interna; ICH, Intracerebral Hemorrhage; pFUS, Pulsed-mode Focused Ultrasound; RTC, Randomized Controlled Trial; STN, Subthalamic Nucleus.

DOI: https://doi.org/10.5334/tohm.378 | Journal eISSN: 2160-8288
Language: English
Submitted on: Mar 9, 2017
Accepted on: Apr 17, 2017
Published on: May 5, 2017
Published by: Columbia University Libraries/Information Services
In partnership with: Paradigm Publishing Services
Publication frequency: 1 issue per year

© 2017 Mohammad Rohani, Alfonso Fasano, published by Columbia University Libraries/Information Services
This work is licensed under the Creative Commons License.