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Translating the Elements of Health Governance for Integrated Care from Theory to Practice: A Case Study Approach Cover

Translating the Elements of Health Governance for Integrated Care from Theory to Practice: A Case Study Approach

Open Access
|Jan 2018

Figures & Tables

Table 1

Elements key to meso level organisations working together [36].

ElementInterventions shown to be effective
1. Joint planningWorking together agreements to support joint strategic focus for future work between stakeholders focusing on the continuum of care.
2. Integrated information communication technologySystems designed to support shared clinical exchange, such as, Shared Electronic Health Record, and tools to support systems integration linking clinical processes, outcomes and financial measures.
3. Change managementBilateral support for an agreed change process which is managed locally, and has demonstrated leadership, vision and commitment.
4. Shared clinical prioritiesTarget areas for redesign are agreed and multi-disciplinary pathways across the continuum supported.
5. IncentivesFunding mechanisms are provided to strengthen care co-ordination and there are incentives to innovative.
6. Population focusGeographical population health focus.
7. Measurement – using data as quality improvement toolShared data is used for planning, measurement of utilisation focusing on quality improvement and redesign and a collaborative approach to measuring performance provides transparency across organisational boundaries.
8. Continuing professional development supporting the value of joint workingInter-professional and inter-organisational learning opportunities provide training to support new ways of working and align cultures.
9. Patient/community engagementInvolve patients and communities in developing the outcome they want.
10. InnovationResources are available and innovative models of care are supported.
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Figure 1

Case study methodology.

Table 2

Semi-structured questions asked of each element identified in systematic review [36].

Key research question for each element
  1. Is the key element of health governance for integrated care evident in current LHN/PHN practice?

    • – What are the enablers to implementation

    • – What are the barriers to implementation?

  2. Does the key element of health governance for integrated care appear in the planned practice of meso-level organisations? How will this element be used in the future?

Table 3

Thematic framework and subthemes identified.

Major themes titleFocusQ1: How is the element supported, or not, in the current practice?Q2: How will/could this element be used in the future?a. What are key enablers?b. What are key barriers?
Supports (✓)Does not support (×)
1. Organisational versus system focusStructures support an organisational not system focus× No system accountability
× Funding method prescriptive
× Planning not strategic
× No team across the continuum
× Lack of innovation and focus on the process of change
✓ Accountability for outcomes, joint key performance indicators (KPIs)
✓ Funding reform to allow flexibility and change
✓ Vision for a health system and long term strategy agreed
✓ Focus on care for the population and care across the continuum based on needs
+ Patient-focused care
+ Change supported, measured and evidence provided
– Short term strategy & policy cycles
– Drivers - financial, political, and cultural - not aligned
– No joint accountability for population health planning, performance or outcomes
Access to quality and useful data across the system is essential× Poor data quality
× Data rich, information poor
✓ One central national repository for all data
✓ Needs to be broken down into geographical areas for use locally
✓ Data governance agreed
+ Sharing data across the continuum is key– Lack of access to quality data
– Legal issues
– who owns the data, political risk, consent and privacy
– Cost
2. Leadership and cultureLeadership skills to develop a ‘system’ approach is essential✓ Goodwill at executive level
✓ See the need for change
× Lack of leadership, trust and commitment✓ Boards have to operate in honest and transparent environment and value working in partnership
✓ Board’s commitment demonstrated with joint MOU to support structural alignment
+ Board agreement on common purpose
+ Determine priorities
+ Dedicated resources to facilitate under CEO direction
– Lack of leadership and commitment to change
– No central co-ordination at government level
Clinician engagement across the continuum is key✓ Roles working across the continuum have brought change× Lacking at senior level
× Inadequate resources to support engagement
✓ Clinician leaders identified and supported to lead the way
✓ Use of boundary spanners
+ Clinician leadership - joint clinical governance board to agree protocols across the continuum
+ Facilitate communication, build goodwill
– Overcoming vested interests to keep things the way they are
– Clinician leaders risk-adverse rather than allowed to be sensible risk takers
Cultural barriers exist× Risk-averse rather than risk-aware
× Perceptions hospitals have the most to gain
✓ Value working together, mutual respect and understanding articulated throughout the sectors+ Build relationships and professional respect– Decades of bureaucratic control to overcome
– ‘Master/servant’ relationship
– Lack of communication and collaboration across the system before decisions are made
Workforce capacity building is needed× Seen as operational not strategic✓ Support interprofessional learning opportunities
✓ Need a driver tasked with this
– boundary spanner
+ Shared KPIs for outcomes
+ Requires strategic support
+ Requires strategic support
– How do we educate across the continuum? No KPIs for this
3. Community (dis) engagementOvercoming perceptions× Not using the community
× Preconceived ideas
✓ Need to bring the community on the journey+ Agreed mandate for engagement across the system– Perceptions hospital care is best
– How do we educate across the continuum? No KPIs for this
Requires greater priority× Not a priority✓ Need a vision to keep people well, not focus on illness+ Policy directive
+ Requires designated resources
– Lack of focus on this at Board and Executive level
DOI: https://doi.org/10.5334/ijic.3106 | Journal eISSN: 1568-4156
Language: English
Submitted on: Jun 13, 2017
Accepted on: Jan 15, 2018
Published on: Jan 31, 2018
Published by: Ubiquity Press
In partnership with: Paradigm Publishing Services
Publication frequency: 4 issues per year

© 2018 Caroline Nicholson, Julie Hepworth, Letitia Burridge, John Marley, Claire Jackson, published by Ubiquity Press
This work is licensed under the Creative Commons Attribution 4.0 License.