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Organizational Context Matters: A Research Toolkit for Conducting Standardized Case Studies of Integrated Care Initiatives Cover

Organizational Context Matters: A Research Toolkit for Conducting Standardized Case Studies of Integrated Care Initiatives

Open Access
|Jun 2017

Figures & Tables

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Figure 1

The Context and Capabilities for Integrating Care (CCIC) Framework [15].

Table 1

Context and Capabilities for Integrating Care (CCIC) Framework: Definitions and Examples [15].

ConceptDefinitionExamples
Basic Structures
Physical FeaturesStructural and geographic characteristics of the organization/practice and networkorganization/practice size and age, urban or rural location, facilities, geographic proximity of network members
ResourcesAvailability of tangible and intangible assets for ongoing operations at the organization/practice and for network activitiesstaffing, funding, knowledge, time, project management support, administrative support, brand/reputation
GovernanceHow the board or steering committee is organized and its activities to direct, manage and monitor the affairs of the organization/practice and networkboard/committee composition, types of sub-committees, frequency of meetings, types of decisions made (e.g., extent of centralized planning and standardization)
AccountabilityThe mechanisms in place to ensure that people and organizations meet formal expectations in the organization/practice and networkregulations enforced by an authority (e.g., government), formal agreements between organizations (e.g., data sharing), organizational mandates, professional scope of practice
Information TechnologyThe availability and ease of use of technology-based communication and information storage mechanisms in the organization/practice and across the networkshared electronic medical records, email communication, video conferencing, data access and mining, tele-healthcare
Organizational/Network DesignThe arrangement of units and roles and how they interact to accomplish tasks in the organization/practice and networkorganizational chart (hierarchy), types of departments/programs, job descriptions, communication and decision-making channels (e.g., are they centralized or decentralized? formal or informal?)
People and Values
Leadership ApproachThe methods and behaviours used by formal leaders in the organization/practice or network (i.e., individual leaders, leadership teams, or lead organizations)personal vision for the organization/practice or network, strategies used to empower staff, leadership style and competencies
Clinician Engagement & LeadershipThe formal and informal roles held by clinicians in the organization/practice and network, particularly physicians, that enable them to buy-in to and steer change, and influence othersactive involvement of clinicians in planning, leading or supporting new initiatives (e.g., clinical champions or directors, networks led by primary care practices)
Organizational/Network Culture*Widely shared values and habits in the organization/practice or networkperceptions regarding what is important and what is appropriate behavior
Focus on Patient-Centeredness & EngagementCommitment to placing patients at the center of clinical, organizational and network decision-makingcollection and use of patient feedback, consideration for patient needs and preferences, patient input and representation on committees as a standard practice, patient involvement in co-designing services
Commitment to LearningThe existence of a set of values and practices that support ongoing development of new knowledge and insights within the organization/practice and networkexperimentation encouraged and rewarded, forums for meeting with and learning from other organizations and external experts, time and resources to reflect on past performance
Work EnvironmentHow employees perceive and experience their job and their workplace in the organization/practice and networkopportunity for input, job satisfaction, burnout
Readiness for ChangeThe extent to which organizations and individuals are willing and able to implement change in the organization/practice and networkattitudes toward change and toward new or innovative ideas, extent of fit between current vision/strategy and the change
Key Processes
PartneringThe development and management of formal and informal connections between different organizations/practicessharing information, sharing staff, engaging in collaborative problem-solving, building a common understanding and vision, exchanging knowledge, implementing referral and discharge/transfer agreements
Delivering CareThe methods used by providers in caring for patients in the organization/practice and networkinter-professional teamwork and joint care planning, use of standardized decision support tools, medical model vs. holistic model of care, shared patient-provider decision-making
Measuring PerformanceThe systematic collection of data about how well the organization/practice and network is meeting its goalsshared performance measurement framework, regular measurement and reporting, data access and mining
Improving QualityThe use of practices and processes that continuously enhance patient care in the organization/practice and networkproviding quality improvement (QI) training to staff, systematic use of QI methods (e.g., process mapping, control charts), application of best practices

[i] *Capabilities such as Focus on Patient-Centeredness and Engagement, Commitment to Learning and Readiness for Change may manifest in the culture of the organization or network.

Table 2

Organizational Factors Measured by Selected Instruments/Items. ✓ denotes the main area covered by instrument, ⨯ denotes other areas directly covered by one or more items, ○ denotes areas indirectly addressed in the instrument.

Selected InstrumentsCCIC Factors (12/18)ResourcesOrganizational/Network DesignLeadership ApproachClinician Engagement & LeadershipOrganizational/Network CultureCommitment to LearningWork ClimateReadiness for ChangeDelivering Care (Teamwork)Improving QualityPartneringMeasuring Performance
Team Climate Inventory [20] (14 items)
Organizational Culture Inventory [24] (12 items)
Change Readiness Survey [21] – 3 scales only (15 items)
Survey of Organizational Attributes in Primary Care (SOAPC) [2223] – 3 scales only (14 items)
Measure of Network Integration [19] – 2 scales only (9 items)
Partnership Self-Assessment Tool (PSAT) [1826] – 6 scales only (38 items)
Table 3

An Example of the Use of Mixed Methods to Triangulate Data on Clinician Engagement and Leadership.

MethodContent
Document and Website Review1. Clinician leadership of key committees and initiatives (particularly for quality and safety).
2. Clinician involvement on the board.
Possible sources of information include: organizational website, annual reports, strategic plans, policies and procedures, terms of reference, improvement plans, job descriptions, meeting minutes and evaluation reports.
Survey InstrumentParticipatory Decision-Making Scale of the Survey of Organizational Attributes for Primary Care (SOAPC) [2223]
1. This is a very hierarchical organization: The decisions are made at the top, with little input from those doing the work.
2. This practice encourages staff input for making changes and improvements.
3. This practice encourages nursing and clinical staff input for making changes and improvements.
Responses are measured on a 5-point Likert scale from “strongly disagree” to “strongly agree”.
Interview Question RepositoryHow engaged and active are you and other clinical staff members in organizational issues?
Prompts:
  • – To what extent do you participate in decisions regarding the organization (such as quality improvement and strategic planning)?

  • – What strategies do managers use to engage clinical staff in processes like strategic planning and organizational change?

  • – In past periods of change, how has the organization supported and engaged clinical staff?

DOI: https://doi.org/10.5334/ijic.2502 | Journal eISSN: 1568-4156
Language: English
Submitted on: Jun 30, 2016
Accepted on: Apr 24, 2017
Published on: Jun 27, 2017
Published by: Ubiquity Press
In partnership with: Paradigm Publishing Services
Publication frequency: 4 issues per year

© 2017 Jenna M. Evans, Agnes Grudniewicz, Carolyn Steele Gray, Walter P. Wodchis, Peter Carswell, G. Ross Baker, published by Ubiquity Press
This work is licensed under the Creative Commons Attribution 4.0 License.