1. Motivation
The binomial coefficients are defined, for non-negative integers n and k, by
More generally, for complex numbers r and s, they are defined by where the Gamma function, Γ(z), is defined for ℜ(z) > 0 by the integral [26]Sum identities involving binomial coefficients are ubiquitous in probability, combinatorics and number theory. These sums are so prominent that whole textbooks have been devoted to describing the techniques for their evaluation [14, 15, 23, 29], the most prominent being generating function, contour integration, the usage of analytical and combinatorial arguments, and the application of the Wilf-Zeilberger algorithm. Single sums over a reciprocal of a binomial coefficient have also been studied extensively. Recent articles dealing with these forms include [1, 2, 6, 7, 8, 21, 25, 30], and several others. One common technique to tackle these forms is to express the binomial coefficient as a Beta integral. Another approach is to apply differentiation to generalized binomial coefficients.
Double binomial sums have also been studied in the recent past. A general telescoping approach for double summation was outlined by Chen et al. in [11]. Chu [12, 13] studied two prominent double sums in 2017 and 2018, respectively. Our paper was particularly inspired by the observation that the incomplete binomial sum
has no simple closed form. If we work with the Gaussian hypergeometric function 2F1 defined by where (q)n is the Pochhammer symbol given by (q)n = Γ(q + n)/Γ(q), and a, b, c are complex numbers, then there is the relation [27] This relation is useful under some circumstances but it does not allow for an elementary treatment of sums involving the incomplete binomial sum. In this paper, we find an elementary approach for double sums where the inner sum is binomial but incomplete as in (1.1). We apply our core identity to double sums involving a range of famous numbers such as harmonic numbers, Fibonacci numbers, Stirling numbers and r-Stirling numbers of the second kind.2. Preliminaries
This section contains the definitions and basic relations for the quantities used in the main text.
The Fibonacci numbers Fn and the Lucas numbers Ln are defined, for n ∈ ℤ, through the recurrence relations
The Binet formulas for these sequences are with being the golden ratio and . For negative subscripts we have F−n = (−1)n−1Fn and L−n = (−1)nLn. These famous sequences are indexed as sequences A000045 and A000032 in the On-Line Encyclopedia of Integer Sequences [24]. A huge amount of further information about them can be found in the books by Koshy [17] and Vajda [28], for instance. Also recall that the Gibonacci sequence has the same recurrence relation as the Fibonacci sequence but starts with arbitrary initial values, i.e., with G0 and G1 arbitrary numbers (usually integers) not both zero. When G0 = 0 and G1 = 1 then Gn = Fn, and when G0 = 2 and G1 = 1 then Gn = Ln, respectively. The sequence obeys the generalized Binet formula where and .Harmonic numbers Hs and odd harmonic numbers Os are defined for 0 ≠ s ∈ ℂ \ ℤ− by the recurrence relations
with H0 = 0 and O0 = 0. One way to generalize this definition is to consider harmonic numbers and odd harmonic numbers of order m ∈ ℂ that are defined by with and so that and . The recurrence relations imply that if s = n is a non-negative integer, then Harmonic numbers are connected to the digamma function ψ(z) = Γ′(z)/Γ(z) through the fundamental relation where γ is the Euler–Mascheroni constant.We conclude this section with a definition of Stirling numbers of the second kind. For integers n and k the Stirling numbers of the second kind, denoted by , are the coefficients in the expansion
where (z)k is the falling factorial defined by (z)0 = 1, (z)n = z(z − 1) ⋯ (z − n + 1) for n > 0. These numbers count the number of ways to partition a set of n elements into exactly k nonempty subsets. We will often make use of the property The exponential generating function of equals Let r be a positive integer. The r-Stirling numbers of the second kind are defined by the exponential generating function We also have Details about these special numbers can be found in Laissaoui and Rahmani [18] and references therein.3. The main result
We proceed with two important observations dealing with variations of our main result. The first variation is based on an equivalent form of the incomplete binomial sum stated as Identity (1.9) by Gould in his book [14]
It now follows that Theorem 3.1 can be restated as follows.Theorem 3.2.
For all complex numbers x and y we have
The second variation is concerned with the trigonometric versions of Theorem 3.1. Replacing x with eix, , using that
and comparing the real and imaginary parts we get the trigonometric variants.Theorem 3.3.
For all complex numbers x and y such that x ∉ 2πℤ we have
andNow we state some results that can be drawn from the main result (3.1).
Remark 3.1.
Identity (3.3) is seen to be true by noting that
which is Equation (5.16) in [15] or Equation (39) in [27]. This immediately yieldsCorollary 3.5.
With x and y being complex numbers we have the following relations
or equivalently where Hn is the nth harmonic number. In particular,Proof.
Divide (3.1) by y and write the result as
Integrate with respect to y from 0 to z and change back the notation to y. This yields This completes the proof of the first identity. The second identity is obtained from the first by using [3, Prop. 1, Eq. (22)] and some simplifications. The particular case follows by taking the limit x → 1 and using l'Hospital's rule.Two special double sums evaluations that we want to record are
andCorollary 3.6.
With x and y being complex numbers we have the following identity
In particular,Proof.
Divide (3.1) by x and write the result as
or equivalently Integrate with respect to x from 0 to z using After changing back the notation to x this procedure yields The logarithmic terms cancel out and the proof is completed. The particular case follows by setting x = 1.We record the evaluations
andMore basic identities can be derived from (3.1). Mimicking the results obtained above, we have the following.
Corollary 3.7.
With x and y being complex numbers we have the following relation
In particular, the following sums hold: where in the last one identity it is assumed that n ≥ 2.Proof.
Apply the operator to (3.1). Particular cases are y = 1 and y = −1, respectively.
Remark 3.2.
We note that the second particular identity can be obtained directly via two intermediate steps. First, we used the identity
which follows from (3.7) and . Second, we haveIt is clear that more identities are possible, as one can use similar substitutions or transformations as in Corollary 3.4.
4. Some consequences – sums involving Fibonacci numbers
We can obtain many new and interesting Fibonacci and also Gibonacci identities from Theorem 3.1. For example, we have the following.
Proposition 4.1.
If m and t are integers such that m ≠ 1, then
and In particular, andProof.
Set x = α and x = β, in turn, in (3.1) to get
Now, work with the basic relations They yield together with and , in turn, the following The results follow by combining the above sums according to the Binet forms. The special cases correspond to m = 2 and m = −1, respectively. The Fibonacci sums on the right are elementary. They can be found, for instance, in [10] and [20].Proposition 4.2.
If m and t are integers such that m ≠ 2, then
and In particular, andProof.
The proof is very similar to the previous proof. Set x = α2 and x = β2, in turn, in (3.1). Now, work with the less popular but also obvious relations
We omit the rest as it is clear how to finish the proof. The special cases correspond to m = 1 and m = −2, respectively.Working with x = α3 and x = β3 in (3.1) and making use of
we get the next result without efforts.More sums of this nature are possible. We state two additional identities as showcases:
We can also derive slightly different but very general results involving four parameters. First, recall the following.
The next result is proved in [16].
Proposition 4.9.
The following identities hold:
Proof.
Apply (3.1) with x = 2 and y = α (y = −α2, respectively) and use 1 + 2α = α3 (1 − 2α2 = −α3, respectively). Then, in turn, do the same for β and combine using the Binet form.
We can make things a bit more general. Combining (4.1) and (4.2), we have the identity stated in Lemma 4.10. Throughout the remainder of this section, we assume that n ≥ r + s.
Lemma 4.10.
If n, r and s are non-negative integers, t is an integer and x and y are complex numbers, then
Proposition 4.11.
If n, r and s are non-negative integers and m and t are integers, then
In particular, andLemma 4.12.
If n, r and s are non-negative integers, t is an integer and x and y are complex numbers, then
Proposition 4.13.
If n, r and s are non-negative integers and m and t are integers, then
In particular,Proposition 4.14.
If n, r and s are non-negative integers and t is an integer, then
Proof.
Set x = 1 = y in (4.8).
Setting x = α3 and x = β3, in turn, in (3.1) and combining according to the Binet formula gives the identity stated in Lemma 4.15.
Lemma 4.15.
If n, r and s are non-negative integers, t is an integer and x and y are complex numbers, then
Proposition 4.16.
If n, r and s are non-negative integers and m and t are integers, then
In particular, and4.1. Results for m-step numbers
Recall that Fibonacci m-step numbers are defined via recurrence
with initial values and for j = −m + 2, …, 0. We let and denote the Tribonacci and the Tetranacci numbers. Similarly, we define the Lucas m-step numbers via the same recurrence, but with different initial values , and for j = −m + 2, …, −1. Both sequences admit Binet-type formulas: if (with slight abuse of notation) α1, … , αm are the roots of the characteristic equation thenLemma 4.18.
Fix m > 2. If λ denotes any root of the characteristic equation (4.10), then λm+1 + 1 = 2λm and 1 − λm+1 = 2λm(1 − λ).
Proof.
Simple use of the characteristic equation.
With the lemma in mind, we can formulate several simple consequences.
Corollary 4.19.
The following identities hold:
andProof.
Set y = λm+1 in (3.4). This gives, with help of Lemma 4.18,
Multiply by λt and use the Binet formula.In a similar fashion, we have the next result.
Corollary 4.20.
The following identities hold:
Proof.
Set y = −λm+1 and proceed as in the previous result.
We note particular cases of the results (set m = 3 and m = 4):
5. Consequences – identities with harmonic numbers
We employ the technique described in [2] to change the polynomial identity into an identity with harmonic numbers.
Proposition 5.1.
Let r, s ∈ ℂ \ ℤ− be such that s ≠ 0 and r − s ∉ ℤ−. Then the following identities hold:
Furthermore, we also have
Proof.
First, we prove (5.1). Replace y with −y in (3.4) and multiply the result by (1 − y)rys−1. Now, integrate from 0 to 1 with respect to y to obtain
We now use the following representation of the Beta integral:
which is valid for ℜ(u) > −1 and ℜ(v) > −1. This gives, after substitution r ↦ r − s, the sum (5.1). To obtain (5.3), differentiate the former with respect to r.For (5.2) and (5.4) we use (3.5) and the following evaluation:
More identities with harmonic numbers are possible. For instance, we can start directly with (3.1) and perform computation similar to the one in the opening of this section. This can lead to the following.
Proposition 5.4.
For any complex y and any admissible r, s we have
andProof.
Start with (3.1) by expanding the right-hand side:
Multiply that by (1 − x)rxs−1 and use the Beta integral formula.Corollary 5.5.
The following identities hold:
and and in particularProof.
Set r = 2 and s = 1 in Proposition 5.4. The particular case is y = 1.
Finally, we note that Proposition 5.4 can be used to generate a variety of identities with Fibonacci numbers as well. Below, we showcase some of the numerous possibilities.
6. Double sums evaluating to harmonic numbers
Remark 6.2.
There is a dual identity to each of identities (6.4)–(6.5). We leave their calculation to the reader.
7. Double sum identities involving Stirling numbers and r-Stirling numbers of the second kind
Proposition 7.3.
If m, r, s, u, and v are non-negative integers, then
In particular, with the special valueProof.
Use (3.8) and proceed as in the proof of Proposition 7.2.
Proposition 7.4.
If m, r, s, u, and v are non-negative integers, then
Proof.
Use (3.9) and proceed as in the proof of Proposition 7.2.
In particular,
and with the special values andProposition 7.5.
If m, n, r, and s are non-negative integers, then
In particular, with the special resultProof.
Use (3.10) and proceed as in the proof of Proposition 7.2.
8. Concluding comments
In this paper, we have presented a completely elementary approach to binomial double sums with an incomplete inner sum. To highlight the broad applicability of the main results, we have stated a range of new double sum identities involving prominent sequences of numbers. It should not come as a surprise that the main identity and its derivatives can also be used to formulate identities involving polynomials, and even the Horadam sequence which contains many polynomial sequences as special cases (see the survey paper [19]; see also [22, Chapter 1] for the properties of the Lucas sequence). Recall that the Horadam sequence, (wj)j∈ℤ = (wj(w0, w1; p, q)) is defined for all integers and arbitrary complex numbers w0, w1, p ≠ 0 and q ≠ 0, by the recurrence relation
with w−j = (pw−j+1 − w−j+2)/q. Associated with (wj) are the Lucas sequences of the first kind, uj(p, q) = wj(0, 1; p, q), and of the second kind, vj(p, q) = wj(2, p; p, q). Our ideas can be applied to wj as well and this is showcased in the final two propositions.As another new field of application we will study the consequences of our main results to binomial transform pairs. The results of this study will be presented in an upcoming article.