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An empirico-legal analytical & design model for local smart energy systems: Applying the ‘ILTIAD’ model, combining the IAD-Framework with Institutional Legal Theory Cover

An empirico-legal analytical & design model for local smart energy systems: Applying the ‘ILTIAD’ model, combining the IAD-Framework with Institutional Legal Theory

Open Access
|May 2019

Figures & Tables

figures/ijc2019-2019032_fig_001.jpg
Figure 1:

Institutional levels and experimentation.

Vertical, upward arrows present legal build-up towards operational practice; horizontal arrows depict distinction between vertical legal arrangements (standard-experimental-towards new standard) and dotted diagonal arrows present flow of information about experiments to reconsideration of constitutional settings.

Table 1:

Connecting rules-in-form to rules-in-use.

Rule-in formAction situationRule-in-use
Rules with normative validityfollowing a legal systemEmpirical evidence of rulesagreed upon in practice
Table 2:

Levels as lawfully interconnected action arenas.

Level of action arenaInteraction within (towards certain outcomes)Rules structuring the action situation (for Interaction)
OS-level (Operational Action Situations)Performance of factual activities, e.g.:
establish smart microgrid
manage a neighbourhood cooperative
Rules-in-use upon rules-of-conduct of CS-/CCS-level origin:
prohibitions, commands, permissions and dispensations
CCS-level made rules-of-conduct for OS-level use
CCS-level (Collective Choice Action Situations)Introducing, altering, terminating (only) rules-of-conduct, e.g.:
licensing energy generators (rules-of-conduct for licensees at OS-level)
contracting between OS-level participants for implementation at OS-level)
Rules-in-use following rules-of-power of CS-level origin, about:
how to make/change rules-of-conduct at CCS-level, for OS-level rules-in-use
CS-level made rules-of-power for CCS-level and rules-of-conduct for CCS and OS level use
CS-level (Constitutional Action Situations)Making, altering, terminating rules-in-form, e.g.:
rules-of-power for CCS-level (e.g. Civil Law Code; Electricity act, crown decree) experimentation
rules-of-conduct for CCS- and OS-level (ditto)
Rules-in-use following rules-of-recognition of MCS-level origin, with constitutional rules-of-power about:
how to make/change rules-of-power at CS-level, for rules-in-use at CCS-level
to make/change rules-of-conduct directly relevant to OS-level, upon rules-of-power at higher CS-level
MS-level established rules-of-recognition for CS-level interactions
MCS-level (Metaconstitutional Action Situations)Making rules-in-form, e.g.:
constitutions and bills of rights
conventions, custom
Rules-in-use expressing rules-of-recognition about makingg rules-in-form
(no prior Rules-in-forms exist at this point)

All upward connections between rules-of-recognition to rules-of-power to rules-of-conduct and all translations of rules-in-form in rules-in-use are portrayed as lawful(ly consistent).

Table 3:

Three key basic types of institutional environments.

Inst. Environment ➔
Characteristics ᛎ
Public hierarchyCompetitive marketCivil society
– Key relation type:CommandExchangeCooperation
– Key interest type:Public interestPrivate interestCommunity interest
– Key justification:VoiceExitLoyalty
– Key legal regime:Constitutional and administrative lawCompetition and consumer protection lawLaw of association and societal enterprise
figures/ijc2019-2019032_fig_002.jpg
Figure 2:

Institutional choice.

Table 4:

Three institutional designs for experimentation.

Expansion*HybridDemocratisation*
Participation and sharing only in as much as efficient towards expansion**Only input or only output legitimacy (as value in itself)Input and output legitimacy (as value in itself): procedural and substantive justice is key

*Of renewable energy use ** involve communities only to reduce local opposition.

DOI: https://doi.org/10.18352/ijc.885 | Journal eISSN: 1875-0281
Language: English
Published on: May 7, 2019
Published by: Uopen Journals
In partnership with: Paradigm Publishing Services
Publication frequency: 1 issue per year

© 2019 Michiel A. Heldeweg, Imke Lammers, published by Uopen Journals
This work is licensed under the Creative Commons Attribution 4.0 License.